Rich Whalen

VP Technology Strategy & Execution @Equity Services, Inc

Burlington, VT, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Aug 2019 — Present

VP Technology Strategy & Execution @Equity Services, Inc

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Focused on growing and supporting the technology platform at ESI. This includes creating new enhancements, adding new technologies, and working with you on how to best fit the technology into your practice.

EDUCATION

1999 — 2003

University of Connecticut

BA, Communications

SKILLS

Vendor ManagementBroker-DealerSeries 66Business AnalysisSubject Matter ExpertsSeries 7Requirements AnalysisFinancial ServicesCrmSaleslogixTradingLife InsuranceSecuritiesCustomer Relationship Management (Crm)ManagementPersonal Financial PlanningSalesforce.com System AdministratorVendor RelationshipsAsset AllocationFinancial AdvisoryCustomer ServiceProject ManagementTrainingMicrosoft OfficeMarketingProject Rollouts

ABOUT RICH WHALEN

I am an experienced financial services technology leader focused on turning complex fintech systems into simple, powerful tools that help advisors, support teams, and home office staff do their best work. My goal is to make technology feel like a trusted teammate — one that saves time, reduces friction, and enhances the client experience.As a leader, I believe the best results come from empowering people — giving teams the clarity, trust, and autonomy to innovate and grow. I’m passionate about building cultures where collaboration thrives, curiosity is encouraged, and technology becomes an enabler of both efficiency and human connection.

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Rich Whalen — VP Technology Strategy & Execution at Equity Services, Inc in Burlington, VT, US | Unifers