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Sr Manager - Clearing & Custody Operations @Apex Fintech Solutions
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WORK HISTORY
Sr Manager - Clearing & Custody Operations @Apex Fintech Solutions
Dallas, TX, US
SKILLS
ABOUT LINH TRUONG
Experienced licensed Registered Principal navigating both Fortune 500 powerhouses and agile FinTech disrupters specializing in data integrity, regulatory supervision, and control design with direct impact on product development and firm risk management. Proven track record of spearheading high-impact process improvements that deliver measurable ROI, strengthen regulatory posture, and improve client and advisor outcomes through scalable, software-driven solutions. Brings deep technical expertise in defining business and system requirements, owning data integrity standards, and building durable controls that elevate product reliability and reinforce a culture of excellence.CORE COMPETENCIESBD & RIA ComplianceRegulatory Risk AssessmentIncident ManagementProcess ImprovementData IntegrityPlatform & Vendor Transitions
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