Herb Modrak

Experience

1. Managing Director

   Tag Advisors

   Jan 2019 — Present · Richmond, VA, US

   TAG Advisors is a supervisory and management group (Super OSJ) for independent financial advisors under Cambridge Investment Research. We provide transition support for newly recruited financial advisors and greater connectivity in compliance and sales leadership for existing representatives. Securities offered through Registered Representatives of Cambridge Investment Research, Inc, a Broker/Dealer, Member FINRA/SIPC. Investment advisory services offered through Investment Advisor Representatives of Cambridge Investment Research Advisors, Inc, a Registered Investment Advisor. Each company is independently responsible for the products and services they provide. Representatives of Cambridge Investment Research, Inc. do not provide tax or legal advice in their roles as registered representatives.Content provided via links to third-party sites should not be considered an endorsement of content, which we cannot verify completeness or accuracy of.

Education

• University of Tennessee, Knoxville

  BS, Psychology

  1998 — 2003

• Virginia Commonwealth University - School of Business

  Masters, Business Administration and Management, General

  2008 — 2012

Skills

• Operations Management
• Microsoft Excel
• Internal Controls
• Margin
• Sales Management
• General Securities Principal
• Risk Assessment
• Internal Audit
• Account Reconciliation
• Investments
• Risk Management
• Finra Series 7, 63, 66 and 24 Registered.
• Microsoft Office
• Middle Office
• Carrier Relationship Management
• Back Office
• Life Insurance
• Variable Annuities
• Management
• Communication
• Time Management
• Hold Virginia Health, Life and Variable Contracts License
• Investment Management Industry