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Herb Modrak

Managing Director @Tag Advisors

Richmond, VA, US
EMAILS
h••••••@tagadvisors.us
MOBILE NUMBERS
+18•••••••79

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WORK HISTORY

Jan 2019 — Present

Managing Director @Tag Advisors

Richmond, VA, US

TAG Advisors is a supervisory and management group (Super OSJ) for independent financial advisors under Cambridge Investment Research. We provide transition support for newly recruited financial advisors and greater connectivity in compliance and sales leadership for existing representatives. Securities offered through Registered Representatives of Cambridge Investment Research, Inc, a Broker/Dealer, Member FINRA/SIPC. Investment advisory services offered through Investment Advisor Representatives of Cambridge Investment Research Advisors, Inc, a Registered Investment Advisor. Each company is independently responsible for the products and services they provide. Representatives of Cambridge Investment Research, Inc. do not provide tax or legal advice in their roles as registered representatives.Content provided via links to third-party sites should not be considered an endorsement of content, which we cannot verify completeness or accuracy of.

EDUCATION

1998 — 2003

University of Tennessee, Knoxville

BS, Psychology

2008 — 2012

Virginia Commonwealth University - School of Business

Masters, Business Administration and Management, General

SKILLS

Operations ManagementMicrosoft ExcelInternal ControlsMarginSales ManagementGeneral Securities PrincipalRisk AssessmentInternal AuditAccount ReconciliationInvestmentsRisk ManagementFinra Series 7, 63, 66 and 24 Registered.Microsoft OfficeMiddle OfficeCarrier Relationship ManagementBack OfficeLife InsuranceVariable AnnuitiesManagementCommunicationTime ManagementHold Virginia Health, Life and Variable Contracts LicenseInvestment Management Industry

ABOUT HERB MODRAK

Financial Services Company in Richmond, VA

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