Chris Appler
Senior Managing Director, Regulatory and Compliance @IQ-EQ
San Francisco, CA, US
EMAILS
c••••••••@iqeq.com
MOBILE NUMBERS
+16•••••••52
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WORK HISTORY
Feb 2022 — Present
Senior Managing Director, Regulatory and Compliance @IQ-EQ
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San Francisco, CA, US
Advise private equity firms, venture capital firms, hedge funds, wealth managers, and mutual fund and ETF managers on a variety of regulatory and compliance matters, including registration and exemptions from registration, compliance programs, regulatory filings, regulatory developments and SEC examinations. Serve as firm subject matter expert for hedge funds.
EDUCATION
N/A
Boston College
BS
N/A
Washington University in St. Louis
JD/MBA
N/A
Washington University in St. Louis - Olin Business School
MBA
N/A
Washington University in St. Louis School of Law
JD
SKILLS
Asset ManagementHedge FundsMutual Funds
ABOUT CHRIS APPLER
Solutions oriented General Counsel and Chief Compliance Officer with extensive experience…
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