Tom Frank

About Tom Frank

Results oriented Financial Services Professional with more than 20 years of experience in the global financial services industry in both large and small firms working with institutional clients and high net worth individuals. In-depth understanding and fluency in front and back office roles with hands-on experience in Client Service, Portfolio Management, Operations, Compliance, Reporting, and Trading. Expertly translates business needs of multiple departments into clear technical requirements to implement and/or improve mission critical business processes. Known for collaborative leadership style and for calmly and creatively solving a wide variety of operational and client issues. Key strengths and areas of expertise include:• Operating Procedures and Controls, including AML and Cyber Security• Client Reporting and On-Boarding • Transaction Processing • Project Management• Pricing and Valuation• Negotiation Skills• Vendor Management/Risk Management• Leading and Coaching Teams

Experience

1. Vice President, Investment Services

   Bryn Mawr Trust

   Jul 2015 — Present · Devon, PA, US

   Represent Wealth Division investment team on matters affecting operations. Work with vendors to maximize use of systems including performance reporting, trading, and Reg-9 account reviews. Oversee Custody department with $1billion in assets under administration.

Education

• Cabrini University

  Bachelor of Science (BS), Accounting

  1989 — 1993

Skills

• Portfolio Management
• Equities
• Asset Allocation
• Mutual Funds
• Financial Services
• Etfs
• Investments
• Alternative Investments
• Securities
• Fixed Income
• Relationship Management
• Hedge Funds
• Investment Management
• Asset Management
• Client Services
• Fund Administration
• Middle Office
• Trading
• Fund of Funds