Rob Sherman
Relationship Manager- Hornor, Townsend & Kent
- Role
- Relationship Manager at Hornor, Townsend & Kent
- Location
- Philadelphia, PA, US
- LinkedIn followers
- 500 followers
About Rob Sherman
Over 35 years of experience in the financial services industry. Back office brokerage…
Experience
Relationship Manager
Jan 2024 — Present
Act as liaison for our financial professionals to resolve problems, answer questionsLead Concierge Program for our top 54 financial advisorsPart of team working on various projects throughout the organizationHandle all medallion signature guarantees for firmMatch up house accounts (orphan clients) with active financial advisors as requestedSettle sundry account for financial advisors charges on monthly basisApprove all updates made to books and records system on daily basisMake periodic visits to financial advisors office to build relationships
Skills
- Retail Banking
- Relationship Management
- Deposits
- Financial Services
- Finra
- Process Improvement
- Operations Management
- Back Office Operations
- Series 6
- Insurance
- Security Operations
- Anti Money Laundering
- Aml
- Brokerage
- Series 63
- Investments
- Back Office
- Securities Regulation
- Securities
- Banking
- Mutual Funds
- Risk Management
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