Michael Shek

Senior Vice President - Global in Business Risk Manager @Citi

New York, NY, US

In Business Risk and Governance:Responsible for overseeing the Manager’s Control Assessment (MCA) across 56 Assessment Units for the global business.Led a team to develop, enhance, and maintain the MCA framework to meet regulatory and internal requirements on an annual, quarterly, and continuous basis.Ensured effective governance and control monitoring by implementing risk identification, assessment, and mitigation strategies across multiple business lines.Partnered with senior leadership to align MCA processes with enterprise-wide risk management objectives, improving overall risk posture.Delivered timely reporting and insights to support audits, regulatory examinations, and management decision-making.Resolution Plan:To ensure the continuity, resilience, and timely recovery of critical operations and core business lines by providing leadership in updating and facilitating the organization\'s resolution planning efforts.Governance Control Office (GCO): Primary liaison for Direct Custody and Clearing initiatives. Lead, coordinate, and deliver global projects across regional and business lines.Act as product and regional subject matter expert (SME) for the GCO team. Drive alignment of the GCO operating model with Securities Services strategic priorities.Manage conduct risks, conflicts of interest, critical data elements (CDE), and oversee compliance with MRAs and Consent Orders.

Stony Brook University

Bachelor of Arts, Economics and Finance