Jeffrey Plummer
COMPLIANCE | LEADERSHIP & DEVELOPMENT | REGULATORY | COLLABORATION | EXAMINATION MANAGEMENT | COMMUNICATION | ANTI-MONEY LAUNDERING | CCO | REPORTING
- Role
- Axos Clearing, a Subsidiary of Axos Financial at Axos® Clearing, A Subsidiary of Axos Financial
- Location
- Omaha, NE, US
- LinkedIn followers
- 500 followers
About Jeffrey Plummer
Talented performer with extensive leadership experience within highly regulated…
Experience
Axos Clearing, a Subsidiary of Axos Financial
Axos® Clearing, A Subsidiary of Axos Financial
Present
Education
Bellevue University
Master of Business Adminstration, Finance
2003 — 2004
University of Nebraska-Lincoln
Bachelor of Science in Business Adminstration, Finance
1997 — 2002
Skills
- Trading
- Finance
- Anti Money Laundering
- Securities Regulation
- Securities
- Finra
- Series 24
- Financial Risk
- Investments
- Options
- Management
- Financial Services
- Compliance
- Series 63
- Equities
- Series 7
- Fraud
- Risk Management
- Analysis
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