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Georgina Kingsley-Smith

Manager Risk Management @Financial Markets Authority – Te Mana Tātai Hokohoko

Auckland, NZ
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jul 2023 — Present

Manager Risk Management @Financial Markets Authority – Te Mana Tātai Hokohoko

Auckland, NZ

EDUCATION

2014 — 2018

The Chartered Institute for Securities & Investment (The CISI)

CISI Compliance in Investment Management (Associate Member), Compliance and Risk

2005 — 2007

The University of Law

LLB (GDL & LPC), Law

2001 — 2005

University of St Andrews

2.1. MA (Hons), Joint Masters in Classics and History of Art

ABOUT GEORGINA KINGSLEY-SMITH

I am a self-motivated results driven and forward thinking individual, proactive by nature and capable of taking responsibility and accountability with exceptional organisational skills, sound business acumen and astute commercial awareness. I have over 17 years’ experience In the financial service sector, specifically in: Legal, Compliance, Governance and Risk. Specialising in the design and implementation of strong governance, compliance and risk frameworks and robust operating models, through the use of tech/data systems. I also conduct assurance reviews on: Anti Money Laundering (AML), Anti-Bribery & Corruption (ABC) and Fraud.Appointed to the Board of Trustees at CWS: https://cws.org.nz/. Chartered Member of the CISI, and Certified Member of the Institute of Directors (IOD) and Women on Boards (Governance of New Zealand).

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