Avinash Pandey
Group Leader - Financial & Regulatory Reporting @Columbia Threadneedle Investments
Signup · Get unlimited contacts
WORK HISTORY
Group Leader - Financial & Regulatory Reporting @Columbia Threadneedle Investments
Gurugram, IN
Key Skill obtained and applied - Process transition, Strategic resource planning, Project management & Process automation.Leading N-PORT & NCEN team, N-CSR Filing, Transitioning N-MFP, SOX attestation for Columbia Funds, Identifying key risk areas, Ensuring EDGAR filing efficiency, Business contingency planning, FTE recruitment and managing, Ensure training and development of new hires, Strategic co-ordination between key stakeholders. US GAAP, SEC Reporting, EDGAR Filing, Form N-PORT, FORM NCEN, N-CSR, Financial Statements including Asset liabilities, Statement of Operations.Reviewing Trial balance, Funds holdings, Portfolio Performance.Measuring Valuations and Performance of Various asset class such as Equity, Derivative, Credit default swaps, Credit Spreads, Bond and Treasury Notes & Fund PerformanceTransition of N-PORT and N-CEN functionWorked on application life cycle management tool based on HP Quality centre (System building with Technology team,UAT Testing, Mock cycle testing to live filing)Having exposure of setting up new process from scratchPrepared SOPs and created various controls to mitigate the potential operational risk.
EDUCATION
Savitribai Phule Pune University
Master of Business Administration (MBA), Finance, General
ABOUT AVINASH PANDEY
At Columbia Threadneedle Investments, the integration of strategic human resource planning and project management has been central to enhancing our financial reporting and SEC compliance processes. Our team has championed process automation, ensuring that regulatory filings like N-PORT and NCEN adhere to the highest standards.With over eight years leading the financial reporting group, the drive for operational excellence has resulted in effective EDGAR filing and robust risk management practices. Collaboration with key stakeholders has been instrumental in achieving our goals, supported by a commitment to team development and cross-functional coordination in complex regulatory environments.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.