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Derek Smith
Vice President, Senior Compliance Officer @D.A. Davidson Companies
Denver, CO, US
EMAILS
MOBILE NUMBERS
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WORK HISTORY
May 2025 — Present
Vice President, Senior Compliance Officer @D.A. Davidson Companies
Denver, CO, US
EDUCATION
2008 — 2014
Regis University
Bachelor's Degree
SKILLS
OutlookComplianceMicrosoft OutlookSoftware DocumentationManagementVariable AnnuitiesMicrosoft WordLegal ResearchMarketing ResearchInsurance LawLife InsuranceTerm Life InsuranceWordLifeOnline ResearchOrganizationPowerpointMicrosoft ExcelMulti TaskingExcelCustomer ServiceProblem SolvingAdobe AcrobatDocumentationData AnalysisDatabase AdministrationFixed AnnuitiesResearchMicrosoft OfficeInsuranceFinancial Services
ABOUT DEREK SMITH
A seasoned compliance professional with a strong background in investment advisory and…
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