Darren Norwood
Director, Engagement Management @Compliance Risk Concepts Crc
Falls Church, VA, US
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Sep 2021 — Present
Director, Engagement Management @Compliance Risk Concepts Crc
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New York, NY, US
I directed the operational infrastructure at Compliance Risk Concepts, focusing on client relationship management, business development, software implementation, and vendor selection. I led the launch of the first CRM and regulatory research technology solutions, improved client onboarding processes, and enhanced staff engagement through professional development initiatives.
EDUCATION
N/A
University of Utah
Bachelor of Science
SKILLS
SecuritiesFinancial RegulationSeries 7Series 53Series 6InsuranceSeries 24Due DiligenceRegistrations and LicensingRisk ManagementThird Party Vendor ManagementBroker-Dealer ComplianceOperational Risk ManagementInvestment Advisor ComplianceInvestment Advisers ActSeries 63Regulatory Compliance
ABOUT DARREN NORWOOD
Accomplished business-oriented regulatory compliance professional in the RIA and…
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