Ann-Marie Pearce

About Ann-Marie Pearce

Securities Lending, Equity Finance, Capital Markets Fintech Sales. Data Analysis and Visualization. Regulation consultant with NYSE, FINRA. Domestic and International Securities Lending, ADRs, ETFs, procurement of locates and hard to borrow securities for PB clients. Canadian, Brazilian, European & Asian SBL, Domestic Treasury Repo, collateral reinvestment, ADR/ORD conversions, AML, KYC, Dodd Frank, Reg SHO, funding, various liquidity solutions. Portfolio lending and earnings analysis. Account Management and MIS, market color, short sales. Loanet, DTC, Equilend, Markit, Microsoft Office Suite, Microsoft Project, Salesforce, Bloomberg, Google Docs, Outlook, Lotus. Active Registered Series 7 & 63. Project Management Certificate from NYU

Experience

1. Securities Lending Trader

   TP ICAP

   Sep 2020 — Present

Education

• NYU School of Professional Studies

  Data Visualization

  2020 — 2020

• Pace University

  Business

  1989 — 1990

• NYU School of Professional Studies

  Project management, Project Management

  2015 — 2015

• New York Institute of Finance

  Structured Products, Structured products

  2005 — 2006

• Brooklyn College

  BS, Biology

  1989 — 1997

Skills

• Finance
• Securities Lending
• Prime Brokerage
• Wine & Spirits Industry
• Pmp Candidate
• Financial Markets
• Trading
• Investment Banking
• Dodd-Frank
• Hedge Funds
• Corporate Events
• Equity Trading
• Risk Management
• Bloomberg
• Strategic Consulting
• Treasury
• Capital Markets
• Series 7
• Trading Systems
• Pmbok
• Equities
• Fixed Income
• Share Repurchase
• Equity Derivatives
• Portfolio Management
• Derivatives
• Financial Services
• Project Management
• Securities