Yaw Gyawu
Director - Business Risk Management @UBS
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WORK HISTORY
Director - Business Risk Management @UBS
Weehawken, NJ, US
Lead regulatory trade reporting and best execution governance forums in structured reviews across equities, options, fixed income, and municipal products•Coordinate and lead forum discussions in prioritization of key enterprise initiatives through partnership with Technology, Product Specialists, Compliance, and Operations, to identify and implement enhancements aimed at reducing operational risk •Partner with Regulatory Affairs to provide strategic insight and support through regulatory inquiries
EDUCATION
Colgate University
Bachelor’s Degree, Arts; Sociology and Anthropology
ABOUT YAW GYAWU
As a financial services professional, I deliver client-focused solutions and drive process enhancement strategies. In my current capacity, I lead key regulatory reporting governance forums, ensuring effective supervisory oversight within UBS Wealth Management. Through a collaborative approach, I cultivate robust cross-functional relationships and work closely with business leaders to drive effective risk mitigation.My professional background has enabled me to navigate complex business processes and effectively engage with clients and stakeholders. With a proactive approach to delivering solutions, I am committed to providing high-quality service that addresses stakeholder needs and drives organizational success.
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