Suzanne Webb Sainato
Chief Compliance Officer, Global Retirement & Insurance @Prudential Financial
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WORK HISTORY
Chief Compliance Officer, Global Retirement & Insurance @Prudential Financial
Lead compliance oversight for all US and International Insurance Businesses, including retail broker dealers and investment advisor and Assurance IQ mass market. Oversee Global Financial Crimes, Global Sales Practices, and US AML & Privacy compliance teams. Board member, Prudential Holdings of Japan. Named enterprise deputy Chief Compliance Officer for Prudential Financial March 2025.
EDUCATION
Loyola University New Orleans
M.B.A.
The University of Alabama School of Law
J.D.
Yale University
B.S., Applied Mathematics (Physics Concentration) & Economics
ABOUT SUZANNE WEBB SAINATO
Currently lead the compliance organization for Prudential Financial’s global retirement and insurance businesses across the enterprise (US and abroad) and serve as the enterprise deputy chief compliance officer. Board member for Prudential’s Japanese holding company since January 2023.Experienced global board member and advisor to financial services firms and nonprofits in the US, Asia, Europe, and Latin America. Leadership experience includes legal, compliance, internal audit, governance, and risk management roles ranging from fintech startup to Fortune 50 companies. Significant expertise in Japanese business environment, both in a US subsidiary/Japanese parent and in a US parent/Japanese subsidiary context. JD and MBA. Admitted to NY Bar. Certifications in Applied Business Analytics, Risk Management Assurance (CRMA), Certified Internal Auditor (CIA). Member, Japan Board Diversity Network.
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