Shivam M.
Assistant Vice President @HSBC
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WORK HISTORY
Assistant Vice President @HSBC
EDUCATION
Alliance School Of Business
Master of Business Administration (MBA), Finance, General
ABOUT SHIVAM M.
Shivam has close to a decade of extensive experience collaborating with financial institutions across the UK, US, Europe, and other global regions, specializing in Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT), Sanctions regulations, Transaction Monitoring, and Know Your Customer (KYC) protocols. He has been instrumental in strengthening clients’ Bank Secrecy Act (BSA)/Financial Conduct Authority (FCA) and KYC frameworks, tailoring customer onboarding processes to meet the unique needs of major international banks. Shivam’s expertise includes second-line sanctions compliance, where he has collaborated with first line and effectively overseen sanctions reviews, risk assessments, and mitigation strategies to ensure adherence to global regulatory standards.Additionally, Shivam develops and delivers comprehensive training programs on AML, KYC, Transaction Monitoring, and sanctions-related topics. These sessions cover Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), complex ownership structures, sanctions screening processes, and transaction monitoring requirements, equipping teams with the knowledge to navigate intricate compliance landscapes.
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