Shannon Madrigal Cochran
Senior Director - Regulatory Compliance @Empower
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WORK HISTORY
Senior Director - Regulatory Compliance @Empower
EDUCATION
Mesa State College
Bachelor of Arts, Sociology, Psychology
University of Denver - Sturm College of Law
Juris Doctor, Law
Rifle High School
Diploma
SKILLS
ABOUT SHANNON MADRIGAL COCHRAN
Experienced compliance professional with substantial experience in many facets of the retirement services industry licensed to practice law in Colorado. Proven leader with ability to collaborate with associates at all levels of the organization. Motivating and coaching associates to develop solutions to support business initiatives. Skilled at recommending appropriate policy changes or development. Demonstrated success at developing and maintaining relationships between financial, legal and human relations professionals.Financial and legal strengths include:* Policy Creation * Legal Research * Regulatory ResponseSpecialties: FINRA Series 7, 24, 66; Colorado insurance producer\'s license; FINRA and SEC compliance, Gifts & Entertainment regulations
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