Scott Kirwin

Deputy General Counsel @Cetera Financial Group

Boston, MA, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jan 2024 — Present

Deputy General Counsel @Cetera Financial Group

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Boston, MA, US

Leads legal support for (1) Cetera\'s Workplace & Retirement Services team, including Cetera\'s defined contribution and defined benefit products and services and (2) the legal team supporting Intellectual property, privacy and technology applications.

EDUCATION

1998 — 2001

Harvard Law School

JD, Cum Laude, Law

1993 — 1998

Northeastern University

B.S., Summa Cum Laude, Political Science; History

SKILLS

Asset ManagmentCorporate GovernanceSecurities RegulationSecuritiesCorporate LawInvestmentsFinancial ServicesHedge FundsWealth ManagementAsset AllocationMutual FundsInvestment Advisers ActInvestment Management

ABOUT SCOTT KIRWIN

Seasoned, versatile asset management and securities lawyer with strong regulatory and product development background. Extensive team and business unit leadership, including serving as Chief Legal Officer for registered investment advisers with greater than $750 billion in assets under management. Broad investment management, securities, regulatory, ERISA, and transactional experience. Strategic thinker, business partner and team player. Proven team and product leadership ability in fast-paced, high-intensity environments.

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