Mark Quinn
Director of Regulatory Affairs @Cetera Financial Group
San Diego County, CA, US
EMAILS
m••••••••@cetera.com
MOBILE NUMBERS
+17•••••••96
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WORK HISTORY
Jan 2015 — Present
Director of Regulatory Affairs @Cetera Financial Group
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San Diego, CA, US
Responsibility for oversight of a team of professionals who manage interactions with regulatory agencies on behalf of the broker-dealers and registered investment advisers owned by Cetera Financial Group. Primary representative of the firm for outreach to regulatory agencies and legislative bodies regarding development of law and policy.
SKILLS
Investment AdvisorySecuritiesSeries 7Alternative InvestmentsWealth ManagementInvestmentsMutual FundsAsset ManagementFinraAsset Allocation
ABOUT MARK QUINN
Senior legal professional with more than 25 years experience in all aspects of securities…
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