Scott Bryson
Associate Principal Examiner - Retail @FINRA
Chicago, IL, US
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Aug 2024 — Present
Associate Principal Examiner - Retail @FINRA
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Chicago, IL, US
Examine broker-dealers and registered representatives for compliance with applicable SEC and FINRA rules.
EDUCATION
2001 — 2005
Indiana University Bloomington
Bachelor of Arts (B.A.)
2012 — 2016
University of Illinois Springfield
Master of Arts (M.A.)
2020 — 2024
Mitchell Hamline School of Law
Doctor of Law - JD
SKILLS
Customer ServiceInsuranceSeries 24SecuritiesInvestmentsRetirementWealth ManagementTrainingLife InsuranceRetirement PlanningFinraSeries 63Mutual FundsAuditingSeries 7Financial ServicesFixed Annuities
ABOUT SCOTT BRYSON
I’m a compliance and legal professional with over 15 years of experience supporting…
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