Richard Wait
Global Head of Enterprise-wide Risk Management Framework and Resilience Risk Audit @HSBC
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WORK HISTORY
Global Head of Enterprise-wide Risk Management Framework and Resilience Risk Audit @HSBC
Head of Third Party, Procurement, Resilience and Data Audit (2019 to 2024) Senior Manager – Continental European Audit (2015 to 2019) Senior Manager in Continental Europe Audit responsible for overseeing completion of audits covering all businesses and risks in 15 European countries. • Managed teams between two to six people and delivering FCC audits in Bermuda, Italy, Belgium, Greece and the Netherlands, ensuring the reviews covered the end-to-end process and adequacy of key controls, taking into account the risks present as well as relevant internal and local regulatory standards. • Line manager for nine members of staff, including delivery of appraisals, identifying training needs and daily interaction and management. • Managed the scheduling of audits, adjusting the audits planned in response to emerging risks and issues. • Coordinated the generation of the Audit Plan for Europe, including assessing the adequacy of risk coverage and resources across 10 teams. • Audit representative in the Risk Management Meetings for the Channel Islands and Bermuda, and responsible for interacting with regulators. Senior Manager – Asia Pacific Regional Audit 2014 to 2015) Senior Manager in Asia-Pacific Audit responsible for overseeing the completion of audits across 10 countries covering various topics including FCC, Information Security Risk and Finance. Key duties include: • Managing the audit activities of Country Audit Teams in China, Indonesia, Vietnam, Japan and Korea, including assessing the proposed scope of audits, monitoring completion and review of draft audit reports. • Managed completion of Hong Kong regulatory audits, including testing of residential mortgages, FCC controls and the local Deposit Protection Scheme • Developed and embedded Continuous Monitoring reporting for Asia-Pacific (ASP), and coordinated production of the ASP Audit Universe. • Line manager for four members of staff and responsible for conducting first-round interviews of candidates.
EDUCATION
University of Southampton
Bachelor's degree, Accounting and Economics
ICAEW
Charter (ACA), Accounting
EMCC
Individual Coaching Accreditation
ABOUT RICHARD WAIT
An experienced Internal Audit senior manager responsible for leading a team to deliver…
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