Ralph A. Daiuto

WORK HISTORY

EDUCATION

SKILLS

ABOUT RALPH A. DAIUTO

Accomplished attorney and business leader with over thirty years of fintech and legal experience in the securities industry, establishing and managing several broker-dealers and innovative technology companies (including extensive experience with digital assets and blockchain related technologies).*Chief Legal Counsel/Strategic Advisor at Siebert Financial Corp.(NASDAQ: SIEB) a diversified financial services company, including subsidiaries, Muriel Siebert & Co, Siebert AdvisorNXT, Inc, and Park Wilshire Companies, Inc.* Chief Legal Officer of Muriel Siebert & Co, LLC, Member: NYSE | FINRA | SIPC | EST. 1967.* Chief Executive Officer of RAD Ventures, Inc, a consulting firm offering legal, executive management, operations, compliance, regulatory, and technology services, including work with digital assets and blockchain related technologies.* Former Chief Legal Officer of ClearList Holdings, LLC, part of ClearList Group of integrated companies: ClearList LLC (“ATS”), Member: FINRA & SIPC; ClearList Securities LLC, Member: FINRA & SIPC; ClearList Technologies LLC; and ClearList TRAX LLC (an SEC registered Transfer Agent). Ralph was also the Chief Legal Officer and CCO of ClearList\'s subsidiary broker-dealers.* Former Chief Regulatory Officer at ShareNett Holdings, LLC, a members-only, global network of family offices. Ralph was also the President of ShareNett Securities, LLC, a subsidiary broker-dealer registered with FINRA & SIPC.*Former COO and General Counsel of tZERO Group, Inc, a world pioneer of Blockchain based technology and a fintech subsidiary of Overstock.com, where he was also the President and General Counsel of SpeedRoute, LLC and tZERO ATS, LLC, both tZERO broker-dealers registered with FINRA & SIPC. While at tZERO, Ralph served as a founding Director of the Boston Securities Token Exchange (“BSTX”).* Former member of both the FINRA FinTech Industry Committee and the Leadership Committee of the Chamber of Digital Commerce’s Token Alliance.Ralph obtained his Juris Doctorate degree from the Fordham University School of Law and his Bachelor of Science degree, awarded cum laude, from the State University of New York at Albany, where he majored in Business Administration with a concentration in Finance. Ralph holds various Securities licenses, including the Series 7, Series 24, Series 57, Series 63, Series 82, and Series 99. He is admitted to practice law in the states of New York and New Jersey, as well as the U.S. District Courts in the Southern and Eastern Districts of New York and the District of New Jersey.