Philippe Martin
Head of Regulatory Compliance - Rcci - Hsbc Global am (France) @HSBC
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WORK HISTORY
Head of Regulatory Compliance - Rcci - Hsbc Global am (France) @HSBC
Supporting the business by ensuring that regulatory and reputational risks are managed according to applicable regulations and HSBC standards- Advising the business line and supporting the business development and strategy across Europe with an optimization of regulatory constraints and resources and proposing suitable solutions- Identifying and assessing the regulatory changes and emerging trends with their risks and opportunities, proposing practical solutions and in connection with the business lines ensuring that regulatory changes are efficiently implemented- Training the business line to strenghten its regulatory culture- Drafting the risk map, the control plan and helping the business line to achieve the remediation plan- As a member of governance forums (Executive Committee, Audit and Risk Committee, Risk Management Meeting) escalating to the stakeholders major concerns and identified solutions- As the key contact point, maintaining good relationships with local regulators and external stakeholders such as professional bodies (member of the Compliance Committee of the French Asset Managers’ professional association, member of jury of the French Financial Markets Authority for the appointment of RCCI)- Leading the Regulatory Compliance team in France and Europe (Italy, Spain, Sweden and Swistzerland), fostering its development, increasing its skills and ensuring the RC missions are delivered in an environment of increasing demands and challenging costs
EDUCATION
University of Kent
Bachelor of Arts in Law
University of Paris V
Masters in Bank & Finance
University of Kent at Canterbury
Bachelor of Arts in Law
University of Paris V
Masters in International Business Law
SKILLS
ABOUT PHILIPPE MARTIN
Head of Regulatory Compliance - RCCI
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