Peter Fusco

Compliance Service Advisor @Toppan Merrill

New York, NY, US

Compliance Service Advisor• Primary point of contact with registered investment companies and insurers,delivering comprehensive compliance solutions to meet ’33 Act and ’40 Act risk/return disclosure requirements• Liaison with fund administrators, compliance personnel and counsel in developingdisclosure templates, coordinating the delivery of required data, and quickly andcompetently solving client issues• Partner with third-party vendors to ensure the consistent delivery of critical servicesin a timely and cost-effective manner• Coordinate and direct the development of client websites designed to publish anddistribute summary prospectuses in a timely fashion as required by the U.S.Securities and Exchange Commission (SEC)• Train clients and internal staff on the use of Merrill’s self-service SEC complianceapplications• Extensive industry experience proved particularly valuable in developing newbusiness

University at Albany, SUNY

B.S. Business