Patricia Tyler

Sales and Marketing Executive @Red Oak

Cedar Park, TX, US

Red Oak Compliance Solutions provides compliance services for registered investment adviser firms or those in the process of becoming one. Our services include everything from initial RIA registration through SEC or State audit response. We also work with broker-dealers, hedge funds and insurance companies to augment their compliance offering. Our team members hold multiple FINRA, Insurance & RIA licenses. AdMaster Compliance is an easy-to-implement hosted software solution for compliance advertising review & regulatory workflow processes-wholly owned as a division of Red Oak Compliance Solutions. Highly configurable and priced by submission volume, it is ideal for any size firm. Works great in large complex firms but is so easy to use and affordable that single person compliance departments are also using it to improve efficiency and help mitigate a regulatory risk point!Current clients include an $80 billion investment company using it globally; a bank with over $15 billion in assets; a 100 year old insurance company owning additional companies, a publicly traded mutual fund company, two REITS, and over 40 additional broker-dealers and RIA\'s. AdMaster Compliance was designed by experts with over 50 years of combined experience in regulatory compliance and has emphasis on usability and superior technology. AdMaster is a completely cloud-based SaaS offering and fully SEC 17a-4 compliant. It supplies unlimited document storage and scales to tens of thousands of users, making it easily adaptable to any customer\'s needs.Growth rate, for the past three years, for Red Oak Compliance Solutions/AdMaster Compliance has been close to 65% each year and 2016 continues to show the same. This growth rate has been achieved through a strong commitment to quality, superior customer service, word of mouth from satisfied customers and continually updating the software to make it \"future proofed.\" Reduces costs, saves time and increases efficiency.

Mississippi State University - College of Business and Industry

Business, Management, Marketing, and Related Support Services