Lucas Ripper

Latam Compliance Officer @State Street

BR

Represent compliance in board meetings, supervisory committees and regulatory forums • Daily monitoring of regulator communications, requisitions, issued regulations and any other regulatory demands• Regulatory monitoring, advisory and management for Brazil, Chile, Colombia, among other jurisdictions• Creation, review and control of Policies and Procedures in line with the global guidelines, also performing GAP analysis to be in compliance with local regulations• Support to business units as advisory, helping the areas to understand the regulatory environment• Ombudsman activities attending to customer complaints and fraud reports on regulator and market channels • End-to-end onboarding of vendors to attend regulatory requirements • Monthly AML transaction limits tests performed in order to report globally• Internal controls monitoring, review and tests performed in order to be in compliance with the global policies and local regulations • Contracts review and advisory to the board and LatAm• Production and issuance of regulatory reports• MLRO for Colombia

FGV - Fundação Getulio Vargas

Master of Business Administration - MBA, Executivo em Direito: Gestão e Business Law

USCS - Universidade Municipal de São Caetano do Sul

Bacharelado, Direito

PUC Minas

Pós-graduação Lato Sensu, Gestão ESG

PUC Minas

Pós-graduação Lato Sensu, Compliance e Integridade Corporativa