Laura Oaks

Senior Compliance Manager @OneMain Financial

Catonsville, MD, US

EMAILS

[email protected]

MOBILE NUMBERS

+91 *********19

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WORK HISTORY

Nov 2015 — Present

Senior Compliance Manager @OneMain Financial

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Baltimore, MD, US

Regulatory Compliance Advisory SME with Oversight of: Consumer Complaints Program Marketing Program & Marketing Creative Review - Digital Marketing, Mail, Email, SMS, Social Affiliate and Affinity Marketing Program Mortgage Servicing Program Third Party (Vendor) Management Program Optional Product Sales Practices Asset Recovery & Asset Sales Program OFAC/Sanctions, AML Program Recovery Collections Programs - Bankruptcy, Settlement, Agency, Repossession, Remarketing Regulatory Compliance Monitoring Regulatory Compliance Testing DevelopmentRegulatory Risk Assessment

EDUCATION

N/A

University of Delaware Institute of Certified

Bachelor of Arts & Science

N/A

University of Delaware

N/A

University of Delaware

Masters of Business Administration

SKILLS

Process ControlLeadershipPortfolio ManagementProgram ManagementBusiness ContinuityTeamworkRisk ManagementCapital MarketsComplainceBusiness AnalysisFinancial ServicesCrmProcedural ComplianceWork Well IndependentlyProcess EfficiencyProcess ImprovementCapital Market OperationsOperational Risk ManagementRegulatory ComplianceLegal ComplianceInternal ControlsThird Party OversightProject ManagementMortgage Servicing ComplianceBusiness Process ImprovementCompliance ManagementProblem SolvingTrainingComplianceGap AnalysisCorporate TrustStandards ComplianceCustomer ServiceBusiness Process AnalysisManagementInternal AuditProcedure Compliance

ABOUT LAURA OAKS

Summary of Qualifications / Profile A highly motivated individual with over 19…

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