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Katie Smyth Lci
Compliance Manager (Cf2) @SumUp
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WORK HISTORY
Compliance Manager (Cf2) @SumUp
Dublin, IE
Responsible for the design and delivery of the global Compliance Training Programme for SumUppers, covering all training from new joiner to Board level- Support with CBI and FCA queries as well as assist with regulatory inspections as and when they arise- Manage the development & implementation of a risk-based compliance monitoring programme by effective execution of compliance tasks and identification and reporting on areas for improvement- Supporting the Head of Compliance in ensuring that the firm, and the wider Group, operates in compliance with relevant regulations- Preparing regular and high quality reports on AML and compliance matters for Senior Management and the Board of Directors- Carrying out horizon scanning in relation to regulatory developments in Europe and other relevantjurisdictions- Responsible for policy management and standardisation. Core member of the Global Policy committee, overseeing policy management- Member of the Safeguarding committee, governance forum for Safeguarding oversight.
EDUCATION
ACAMs
Certified Anti-Money Laundering Specialist (CAMS)
Trinity College Dublin
Master of Philosophy - MPhil, Music and Media Technologies
IOB
Professional Certificate in Compliance
Trinity College Dublin
Bachelor of Arts - BA, Music
IOB
Professional Diploma in Compliance, PDC3 & PDC4
QQI Level 6
Special Purpose Award in Training and Development
Munster Technological University
Master of Arts - MA, E-learning Design and Development
ABOUT KATIE SMYTH LCI
Experienced Compliance and AML/CFT professional with almost 6 years in the payments and e-money industry and 6+ years of management experience. I have subject matter expertise in AML/CFT and compliance training especially and I am CAMS and LCI (formally called LCOI) qualified. Key competencies- Thorough understanding of Irish and UK regulations, with expertise in AML/CTF, electronic money/payment services, and Consumer Protection/Consumer Duty requirements- Managing communications with regulatory bodies (CBI & FCA)- Compliance monitoring, quality assurance and reporting- Compliance risk assessments- AML Operations (SAR/STR filing, customer onboarding, screening and monitoring, transaction monitoring)- Instructional design; and- E-learning development.
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