Julie Leitwein
Sr Director, Compliance @Nationwide Financial
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WORK HISTORY
Sr Director, Compliance @Nationwide Financial
Accomplishments Streamlined advertising review across entities by transitioning Nationwide Investment Advisors, LLC and Nationwide Funds Group (NFG), resulting in reduced turn-around times Reduced number of revisions needed for nationwide.com web pages by developing a template review process Completed implementation of the revised Communications with the Public rules by training Marketing personnel and updating policies and procedures Implemented automatic electronic advertising record destruction via an enhancement to URBO (Ultimate Repository Based Online) Managed remediation for California Variable Authority filings for annuity, life and COLI products Completed successful Update Seasons by leveraging resources across state, federal and communication teams Facilitated URBO Lite demonstrations to determine viability for Nationwide Financial Contracts program, IPS Operations and IPS Impact Managers Recommended continuous improvement effort for 404/408 documents through consolidation of content and use of the current website Piloted program to consolidate regulatory monitoring for state regulations and noticesResponsibilities Direct the Advertising Review and Regulatory Filings teams, specifically focusing on Compliance issues, business escalations and resource allocation Establish effective relationships with leaders in Marketing, Business Development and Legal to manage priorities, connections between advertising and state filings as well as Compliance issues Implement and communicate initiatives to support long-term business goals and changing regulations
EDUCATION
Franklin University
Master of Business Administration (MBA), Business Administration and Management, General
The Ohio State University
Bachelor of Science (BS), Marketing
SKILLS
ABOUT JULIE LEITWEIN
Whenever I talk about my work, my sister always comments about how boring it must be.…
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