Joseph M. Hayek
Head of Risk and Compliance @LSEG
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WORK HISTORY
Head of Risk and Compliance @LSEG
New York, NY, US
Senior officer with direct reports responsible for LSEG Pricing Service and Derived Data business. Oversee all compliance, operational risk, audits and governance matters. Model risk governance lead for the Data and Analytics content division.
EDUCATION
San Diego State University
B.A., International Business
Fairfield University
M.S., Mathematics
Thunderbird School of Global Management
Masters in International Management, Finance
SKILLS
ABOUT JOSEPH M. HAYEK
Financial executive with extensive financial experience coming from investment management and fintech in multiple concentrations of compliance and risk. Skills: Regulatory compliance, fintech compliance, policies and procedures, conflicts of interest, information barriers, data classification, alternative asset valuation, securities pricing, private equity, private credit, market data, analytics, reporting, financial modeling and analysis, internal controls, ASC820, IFRS13, SEC Rule 2a-5, EU DORA, EU AI act, COSO framework, operational risk, non-financial risk, incident management, risk control assessment (RCSA), control framework, SOC1 audits, 3rd party vendor risk, model risk oversight, business impact analysis, business continuity, product management, project management, staff management and mentoring
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