Jennifer C. Bauer

Bsa Officer Mlro & Head of Compliance, Us @OKX

Serve as the BSA Officer/ Money Laundering Reporting Officer & Head of Compliance for OKX USA, leading the development, execution, and oversight of a comprehensive AML/Compliance Program in alignment with federal and state regulatory requirements. Direct all aspects of U.S. compliance, including anti-money laundering, sanctions screening, transaction monitoring, customer due diligence (CDD/KYC), and suspicious activity reporting (SAR). Manage the company’s Money Transmission License (MTL) portfolio across multiple U.S. states, including regulatory filings, renewals, audits, and expansion strategy. Act as the primary point of contact for U.S. regulators and examiners, overseeing regulatory inquiries, examinations, and audits, ensuring timely and accurate responses. Lead preparation and delivery of board and executive-level compliance reporting, ensuring transparency and accountability across all risk and compliance metrics. Collaborate cross-functionally with Legal, Risk, Product, Engineering, and Operations to advise on new product compliance, regulatory impact assessments, and global policy alignment. Design and implement policies, procedures, and controls to meet FinCEN, OFAC, and state-specific requirements, including consumer protection and data privacy laws. Provide compliance training and guidance across the U.S. organization, fostering a culture of compliance and ethical conduct. Monitor regulatory developments and crypto industry trends to ensure proactive compliance strategy and risk mitigation.