James Fields

Trading Operations Specialist Iii Sma Trader @Allspring Global Investments

Brookfield, WI, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Dec 2019 — Present

Trading Operations Specialist Iii Sma Trader @Allspring Global Investments

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Generated model portfolios for various investment strategies using existing reference portfolios and risk models- Monitored multiple portfolio manager activity to mirror in SMA and UMA accounts- Rebalanced accounts as requested by clients and/or portfolio managers- Generated trades and coordinated their approval; executed equity and fixed income trades; verified trade execution- Prepared and distributed various control reports- Researched equities held in client accounts that are not held in associated strategy model portfolios.

SKILLS

Interpersonal/Communication SkillsAsset AllocationSalesTeam LeadershipSeries 7Asset ManagementSeries 63Product KnowledgeNegotiations & ContractsFinancial Reporting

ABOUT JAMES FIELDS

Financial Specialist who combines extensive knowledge of mutual funds and all aspects of…

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