Durga Prasad Kalluri

Investor Onboarding and Aml Kyc Specialist @Cognizant

Hyderabad, IN

Conduct thorough investigation and verification of investor subscription documents to ensure compliance with AML/KYC and FATCA/CRS requirements.• Demonstrate expertise in clearing various types of entities, including trusts, personal investment companies, private entities, funds, pension funds, special purpose vehicles, and non-profit organizations.• Conduct extensive research and investigation using electronic AML tools and various sources, such as World-Check, RipJar, LexisNexis, Google, and Media sources.• Review and analyze underlying data collected to assess alerts for escalation or closure with no further action with respect to AML, TF, and other red flags.• Handle complex ownership structures and cases with precision.• Ensure timely client onboarding without breaching any SLAs.• Notify fund administrators, accountants, fund business teams, and other stakeholders of the status of new prospect investors\' onboarding.• Coordinate with fund administrators and provide necessary approvals while reconciling data with our database to ensure consistency.• Approve contract notes upon trade closure on the trade date.• Maintain activity reports for various funds, track all trades, and update internal and external stakeholders on investment statuses.• Prepare, maintain, and update SOPs, checklists, and cheat sheets.• Train new joiners and senior staff on standard operating procedures, policies, and procedures to create a positive working environment that fosters exceptional service, profitable customer relationships, and employee engagement.• Conduct internal and external audits for periodic reviews and initial client onboarding.

Andhra University

Bachelor's degree

Andhra University

Master of Business Administration (M.B.A.)