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David J.
Services In-business Risk and Control Head - Mexico @Citi
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WORK HISTORY
Services In-business Risk and Control Head - Mexico @Citi
Mexico City, MX
Key Responsibilities for Services Products (Trade, Payments, liquidity Management and Platfoms and Data Services):Strategic Risk Oversight: Drive the evaluation, enhancement, and implementation of robust controls to optimize efficiency and mitigate risk. This includes strict adherence to the Enterprise Risk Management Framework and all relevant Risk Management/Compliance Policies.Manager\'s Control Assessment (MCA) Program Leadership: Oversee the end-to-end MCA program, encompassing annual, semi-annual, quarterly, and monthly attestations, quality assurance, and comprehensive reporting, ensuring full compliance with the ORM Policy & Framework and all applicable corporate Policies, Standards, and Procedures.Issue Management and Remediation: Lead critical assessments of activities and processes to elevate risk management quality, facilitate the coordinated management of issues with key stakeholders, and conduct quality reviews to ensure strict compliance with Issue Management Policy, Standards, and Procedures.Reporting and Governance: Spearhead the development and deployment of standardized risk and controls reporting, ensuring accuracy, reliability, and consistency of information for senior management, the Board, and regulators, thereby enabling informed decision-making. Additionally, oversee the operational efficiency of Citi\'s governance committees, managing meetings, agendas, and action item follow-up.Ethical Leadership and Compliance: Consistently assess risk in all business decisions, prioritizing the firm\'s reputation and safeguarding Citigroup\'s assets. This involves driving compliance with all applicable laws, rules, and regulations, adhering to corporate policies, exercising sound ethical judgment, escalating control issues transparently, and fostering accountability within teams.
EDUCATION
Universidad Anáhuac
Economics, Economics
ABOUT DAVID J.
Executive with 20+ years of experience with proven success in obtaining two banking licenses in the Mexican market and new business development for global institutions.Main Achievements:Lead manager in obtaining a banking license for two financial institutions in the Mexican market:The Bank of New York Mellon and Banco S3 Mexico (part of Banco Santander Spain).Co-Project Manager for US regulatory reporting to the Office of Currency and Control for Global Corporate Trust Business (RC-T) for The Bank of New York.The design and implementation of the operational and technology model for JP Morgan Mexico Corporate Trust Business.The design and implementation of the operational and technology model for JP Morgan Mexico Custody Business for resident clients.Create efficiencies and effective controls for business, technology and operations processes.Specialties: Business Management, Custody, Corporate Trust, Escrows, Project Management, Banking Operations, Cash Management, Risk Management, Risk & Control, Business Development, AML, Internal Control, Asset Management, Sales, Corporate Actions, information security, Business Continuity and Disaster Recovery.
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