David Elieff
Mfda Branch Manager (Ca) @CIBC
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WORK HISTORY
Mfda Branch Manager (Ca) @CIBC
Toronto, ON, CA
Manage the compliance team at the ISD Advisory Centre;Provide MFDA compliance support and supervision to a team of 150 Financial Advisers-Approve all new Mutual Fund and review daily trades and KYC updates-Complete all monthly and quarterly MFDA reports-Complete registration activities.
EDUCATION
Disability Insurance and LIving Benefits
Advocis CHS designation course.
Branch Managers Examination
Canadian Institute of Financial Planners
Canadian Securites Course & Conduct and Practices Handbook Course
Canadian Securities Institute
Critical Illness, Long Term Care & Group Benefits
Advocis CHS designation course.
University of Toronto
Hons. B.A., Political Science and History
Retirement Planning
Canadian Institute of Financial Planners
Wealth Management & Estate Planning
Advocis CHS designation program.
LLQP and Provincial Insurance Exam
Insurance Life License
SKILLS
ABOUT DAVID ELIEFF
Please do not contact me if you are recruiting commission based financial advisors…
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