Jose Antonio Coto Garcia

Consejero @Libera Iuris

MX

Legal and compliance advice to financial institutions, including AML and antibribery and corruption. Relevant experience includes:Advice to a SOFOM ENR in compliance and AML matters – Drafting of its compliance program and representation before the CNBV for the authorization of an AML corrective program, in connection with incomplete KYC files or with mistakes. Design and implementation of compliance programs for companies conducting vulnerable activites. This advice covers antimoney laundering, antibribery and corruption and criminal risks for legal entities. Advice to a technology company during an investigation for an alleged act of corruption – The advice was provided in the context of an administrative responsibilities’ procedure before the Ministry of Public Function and Federal Court of Administrative Justice.Advice to a fintech institution regarding compliance requirements from a potential investor – The advice was in the context of a due diligence, before a round of capital investment.

Tufts University - The Fletcher School of Law and Diplomacy

Master of Arts in Law and Diplomacy