Ash Patel
Head of Business Development @Ukgi Compliance
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WORK HISTORY
Head of Business Development @Ukgi Compliance
Wolverhampton, GB
I am currently responsible for Compliance Development at RWA.RWA is a top level consultancy that works within the Financial Services sector on behalf of intermediary firms of all sizes and for regulators, insurers, MGA’s, Networks and other firms who have regulatory requirements. With over 20 years’ experience in providing compliance support to a large number of firms RWA have helped well over firms in the run up to regulation and post regulation and currently provide compliance support to some 400 firms on a regular basis through the RWA Compliance Club. Here is list of the principle activities in which I am involved.• RWA Compliance Services, see rwagroup.co.uk/compliance-services• RWA Experts, see rwagroup.co.uk/experts• RWA T&C, see rwagroup.co.uk/training-competence• Board Level Compliance Management • Appointed Representatives (AR Networks) Management
EDUCATION
University of Law
MSc Law and GRC, iLLM International Dispute Resolution
Alliance Manchester Business School
International Compliance Association Diploma (MICA), Compliance
Wulfrun CFE Wolverhampton
BTEC Business Management and Finance
University of Manchester - Manchester Business School
BSc (Hons) Management in Compliance
International Compliance Association
Post-Graduate Governance, Risk and Compliance, International Compliance, Pass
Progress through Training
NEBS Management Cert
ABOUT ASH PATEL
15 years’ experience in the field of Legal and Compliance and 10 years in Broker Sales and Leadership roles in national and global insurance firms Highly skilled in the application of risk-based regulation working closely with businesses at executive and board level to develop commercially viable compliant systems and controls. Adept in providing solutions-based interpretations of FCA’s technical standards and facilitating the transfer of compliance skills and education needed for business to self-manage their own compliance and training needs. Insurance experience- Sales and product knowledge in consumer retail and micro and macro commercial insurance products including London markets, product manufacture, delegated schemes and similar. Insurance Compliance experience- FCA Insurance Distribution Regulation FCA Consumer Credit Regulation FCA Supervision (Inc. s.166) and Enforcement support FCA Thematic and similar theme related support ICO Data Protection Regulation Central bank of Ireland Regulation (broad understanding) Privacy and Electronic Communication Regulations Non-Broadcast Advertising Standards Practices
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