Arjun Sangwan
Transaction Monitoring Qa Qc (Via Momenta Group) (1lod) @Starling
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WORK HISTORY
Transaction Monitoring Qa Qc (Via Momenta Group) (1lod) @Starling
Monitoring the cases actioned by analysts to ensure proper adherence to policies and procedures. Improving the QA scorecards constantly to capture all new processes and procedures. Experience in Identifying process improvements and learning gaps.• Conduct investigations into suspicious transactions, including AML investigations. This may involve gathering information from customers, relationship managers, and internal systems. • File Suspicious Activity Reports (SARs) with the appropriate regulatory bodies. This may also include filing unusual activity reports with the Anti-Financial Crime Team or MLRO. • Develop and refine transaction monitoring rules and scenarios to detect suspicious behavior. • Monitor real-time transaction flow, trade updates, and exception queues. • Analyse historical and current customer information and interactions to provide a complete picture of customer activity. • Collaborate with compliance, legal, and operational teams to resolve transaction monitoring alerts. • Stay updated on industry trends, regulatory developments, and emerging threats.
EDUCATION
Institute Of Hotel Management- Ahmedabad
Bsc. in Hotel Management, Hospitality
Institute of Hotel Management (IHM) Ahmedabad
Bachelor of Science - BS, Hotel/Motel Administration/Management
Université de Perpignan - UPVD Alumni
MBA, Hospitality & Tourism
Vatel France
Master of Business Administration - MBA, Hospitality Administration/Management
SKILLS
ABOUT ARJUN SANGWAN
I am an energetic and highly-motivated person, who has developed a mature and responsible…
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