Leighton Bond
Senior Compliance Monitoring Officer @Starling
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WORK HISTORY
Senior Compliance Monitoring Officer @Starling
City Of London, GB
Conduct Oversight reviews as a part of the Conduct & Compliance Oversight team, ensuring the timely and accurate delivery of regulatory compliance and conduct related Oversight reviews. Ensuring that independent challenge is provided to Starling Bank’s first line of defence (1LoD) business teams. Responsible for ensuring that actions are tracked in the Bank’s risk management system and adequately reported to the relevant committees.Support with the production of Compliance’s monthly reporting pack. Support with the development and implementation of conduct risk and compliance frameworks and policies.
EDUCATION
University of Portsmouth
Bachelor of Arts - BA
Alliance Manchester Business School
ICA Certificate in Compliance
Alliance Manchester Business School
ICA Diploma in Governance, Risk and Compliance
ABOUT LEIGHTON BOND
Regulatory Compliance Manager with a proven track record of supporting commercial…
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