Anna Wiseman

Vice President, Compliance Assurance @Barclays

London, GB

EMAILS

[email protected]

MOBILE NUMBERS

+91 *********19

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WORK HISTORY

Sep 2025 — Present

Vice President, Compliance Assurance @Barclays

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Review lead across Barclays’s Customer Protection, Wholesale Conduct and Regulatory divisions

EDUCATION

N/A

The Chartered Institute for Securities & Investment (The CISI)

Investment Operations Certificate

N/A

BPP University

CISI Investment Management Certificate

N/A

The University of Law

Graduate Diploma in Law

N/A

University of Exeter

2:1 BA Hons, History

N/A

BPP University

Diploma in Investment Compliance, Combating Financial Crime

N/A

The University of Law

Legal Practice Course

SKILLS

Level 2 Fitness Instructor, Reps RegisteredSecuritiesBondsInvestmentsMifidAmlCorporate LawDue DiligenceLitigationCobsKycRegulatory ComplianceUcitsEquitiesCollDiploma in Personal Training Reps RegisteredClient MoneySyscSmcrRdrFitness TrainingAsset ManagmentCorporate GovernancePolicies and ProceduresLegal ResearchOeicInvestment ManagementFsa

ABOUT ANNA WISEMAN

I’m a compliance specialist with 15 years’ experience in the financial services sector, spanning wealth and asset management, investment banking, and regulatory consulting. I’ve worked with leading firms like Morgan Stanley, Schroders and the London Stock Exchange, delivering regulatory advice, assurance reviews, and policy development across multiple jurisdictions. Known for clear communication and strong stakeholder engagement, I help firms navigate complex regulation and build robust compliance frameworks.

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