Varun Upneja
Legal Secondee @Barclays
New York, NY, US
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WORK HISTORY
Jul 2025 — Present
Legal Secondee @Barclays
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New York, NY, US
Research SEC Rules, such as 15c3-1, 15c3-3, 15a-6, 17a-5 and draft slides for Barclays leadership explaining relevant provisions and highlighting risk areas•Provide guidance on broker-dealer regulations, including Regulations K, Q, and W, to cross-functional stakeholders •Assist Managing Director and General Counsel with various issues such as authoring service contracts, compliance documents, and NDAs
ABOUT VARUN UPNEJA
Legal Secondee at Barclays | Managing Associate at Sidley Austin LLP Hey y\'all…
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