Alberto Garcia

Compliance Assurance Manager @HSBC

Accountable for the Global Operational Risk and Control oversight processes based on the Bank´s Risk Management Framework Regulatory Umbrella. Across teams headquartered in Mexico, the U.K, and the U.S, leveraging practices, policies and procedures, and SME advice. Implementation and execution of local and global Compliance projects and Strategies for Centre of Excellence / GSC. Assurance of HSBC´s AML, antifraud, antibribery, anticorruption, sanctions, and antiterrorist and proliferation financing policies and regulatory framework. Continuous improvement for KCIs, KPIs, and KRIs. Ensure risk-control rationals and challenging accurate solutions to mitigate failures in the compliance governance processes or identified areas for improvement (MSIIs), assure Management Action Plan execution. Build strong management and strategic relationships among stakeholders, i.e, Business Managers, Risk Owners, Risk stewards, Control Owners, Directors, Global Heads, etc.