Zain A.
Senior Audit Manager (Regulatory Compliance) - Global Banking and Markets @Scotiabank
London, GB
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WORK HISTORY
Jan 2022 — Present
Senior Audit Manager (Regulatory Compliance) - Global Banking and Markets @Scotiabank
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Leading Regulatory Audit to ensure the Bank\'s Swap Dealer / Security-Based Swap Dealer business complies with CFTC, NFA, and SEC regulatory requirements. Further, as part of the Deferred Prosecution Agreement, Zain validates regulatory milestones submitted by the business.
ABOUT ZAIN A.
Zain is an experienced professional responsible for overseeing and managing the audit…
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