Yomesh L.
Compliance & Management Assurance Services; Operational Risk Management; SOx Compliance Reviews; Internal Audit; Business Process Reviews & Transformations; Business & ITGC Controls Reviews
- Role
- Sr Specialist - Corporate Operational Risk Management at BNY
- Location
- Navi Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Yomesh L.
SOx Compliance, Operational Risk Reviews, SOC1 Audits (SSAE 18, ISAE 3402, erstwhile…
Experience
Sr Specialist - Corporate Operational Risk Management
Jun 2021 — Present · Pune, IN
Setting up and leading a team in India for end-to-end review of Operational Risk Events (OREs) support documentation to assess if it can be closed for further submission to Group Internal Audit Team, External Auditors and / or Regulatory Statutory Authorities; and escalate, in case of deficiencies. Setting up an entity wide SharePoint Repository & Tracker for tracking the review results and from therein, identifying & formulating remediation actions and process improvements.
Education
Institute of Chartered Accountants of India
CA Intermediate, Chartered Accountancy
1999 — 2002
Manjunath Vidyalaya English School
SSC (10th), Economics
1982 — 1994
K.J.Somaiya College of Arts & Commerce
Bachelors, Commerce
1994 — 1999
Skills
- Bpo
- Compliance Monitoring
- Service Delivery
- Management Review
- IT Audit
- Business Analysis
- Process Excellence
- Auditing
- Mis
- Ssae 16
- Isae 3402
- Internal Audit
- General Controls
- Business Process
- Information Technology Audit
- Team Management
- IT Controls
- Aup Reviews
- Financial Risk
- Management
- Reviews
- Ssae 16 Audits
- Sarbanes-Oxley Act
- Itgc
- Operational Risk Management
- Business Process Outsourcing (Bpo)
- Coso Framework
- Business Process Improvement
- Risk Based Audits
- Accounting
- Vendor Management
- Control Testing
- Compliance Sox
- Control Environment
- Compliance Assessments
- Internal Controls
- Soc 1
- Sas70
- Compliance Support
- Sox 404
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