Yan S.

Director, Model Risk Management @Industrial and Commercial Bank of China

New York, NY, US
MOBILE NUMBERS
+12•••••••13

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WORK HISTORY

Jul 2022 — Present

Director, Model Risk Management @Industrial and Commercial Bank of China

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Head of Model Risk Management team, guide and support all model risk activities including governance through the continuous improvement of the Model Risk Management framework.Manage stakeholder interactions during the model lifecycle. Oversight of model risk management practice including model identification and risk tiering, validation, ongoing monitoring review, finding management, change management and other related work.Responsible for assessing Bank wide compliance with the SR 11-7 and internal MRM policy. Communicating with Regulators, Executive Management, Risk Management Committee and Internal Audit in regards to Model Risk Management.

EDUCATION

N/A

Columbia University

Doctor of Philosophy (Ph.D.), Economics and Education

N/A

Peking University

B.A., International Economics and Trade

SKILLS

BannersFinancial ModelingManaging DatabaseResearchReport WritingSasEconomicsEconometricsQuantative AnalysisStatistical ModelingKnowledgestudio Decision TreeBloombergProject PlanningInvestmentsProgram EvaluationData AnalysisData CollectionStataProject ManagementEvent PlanningManagementSpssAnalyticsStatistical Data AnalysisTeachingPortfolio Management

ABOUT YAN S.

Strategic model developer and validator with a proven track record in the financial services industry. Known for leading cross-functional initiatives and driving high-impact solutions within model risk management frameworks. Deep expertise in regulatory standards including CCAR, CECL, Basel capital requirements, and BSA/AML (NYDFS Part 504). Experienced in guiding the development and validation of credit risk, market and liquidity risk, and compliance models. Skilled in statistical analysis, financial analytics, and mentoring teams to translate complex data into strategic insights.

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