Amy Wang
- Role
- VP, Research Quality Controller at Cicc Us Securities
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Amy Wang
Analytical and performance-driven Investment and Credit Review Professional and key team…
Experience
VP, Research Quality Controller
Jan 2021 — Present
Onboarded to conduct quality checks and approve research reports from research analysts for publication. Ensure compliance with internal and external regulations and policies in liaison with Compliance Department. • Partner with cross-functional teams, ensuring alignment, providing SME advisement to drive compliance, identifying and managing risks, and continuously improving processes and procedures. • Remain current on laws, trends, and regulatory changes. Advise and inform leadership, business unit leaders, and company personnel on regulatory and internal policy changes. • Participate in special projects, working with cross-functional teams to bring projects in on time and within budget while accomplishing project objectives. • Facilitate report production and quality control-related communication. • Conduct sanity checks on financial models, valuations, and conclusions.
Skills
- Financial Analysis,Project Management, Crm Systems, Advanced Excel
- Commercial Banking
- Sales Management
- Standard Operating Procedure (Sop)
- Cost Model Development
- Credit Default Swap (Cds)
- Business Development
- Lines of Credit
- Corporate Finance
- Credit Analysis
- Project Management
- Cross-Functional Team Leadership
- Customer Relationship Management (Crm)
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