Bill Murray
Vice President, Operations Risk & Control @Raymond James
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WORK HISTORY
Vice President, Operations Risk & Control @Raymond James
Multi-tasked to provide a wide range of leadership for firm’s operations risk management, operations control, transaction based regulatory reporting across three operations centers. Sparked continuous improvement by proactively troubleshooting key risk areas to prevent process failures and regulatory scrutiny. Provided daily leadership and guidance to staff of 50+. Developed and managed a $8M+ annual budget, consistently identifying ways to reduce costs and improve efficiency. Member of Senior Leadership Team reporting to the Chief Operating Officer of 1400+ division. Guided multiple teams overseeing risk, control and reporting efforts in Reg SHO monitoring, Rule 613 NMS CAT, TIC, Large Trader ID, Short Interest, LOPR, EBS, INSITE, Beneficial Ownership 13D/F/G, Federal Reserve Section 3, FINRA Rule 17a-13, FINRA Rule 15c3-1 & 15c3-3, and reconciliations shared services.
EDUCATION
Yale School of Management
MBA, Finance, Strategy
Boston College
BS, Finance, Accounting
SKILLS
ABOUT BILL MURRAY
Driven Senior Leader with a long history of success as a take-charge professional within…
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