William Wong
Compliance Analyst at City of New York, Department of Homeless Services
- Role
- Arbitrator & Mediator at FINRA
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About William Wong
Investment Banking Professional | Operations • Analytics • Compliance VERSATILE…
Experience
Arbitrator & Mediator
Jan 2010 — Present · New York, NY, US
Conducted formal hearings to adjudicate disputes between investors, broker-dealers, and contra-parties to determine binding awards, dismissals, appeals, and expungement of claims.
Skills
- Analysis
- Equities
- Options
- Financial Services
- Financial Analysis
- Back Office
- Trading
- Alternative Investments
- Securities
- Fixed Annuities
- Auditing
- Marketing
- Risk Assessment
- Capital Markets
- Investment Advisory
- Internal Audit
- Teamwork
- Mutual Funds
- Risk Management
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