William Whitney
Trustee @North Country School & Camp Treetops
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WORK HISTORY
Trustee @North Country School & Camp Treetops
Lake Placid, NY, US
North Country School & Camp Treetops strive to create a diverse and inclusive community that gives children the self-confidence, knowledge, skills, and values to lead fulfilling and productive lives while contributing to a more equitable and sustainable world.
EDUCATION
Dartmouth College
Bachelor of Arts (B.A.)
Cornell Law School
Doctor of Law (JD)
SKILLS
ABOUT WILLIAM WHITNEY
Experienced attorney responsible for overseeing global regulatory change at Bank of America for the Global Corporate & Investment Banking COO, Regulatory Strategies and Implementation TeamPrior Experience:Director, Bank of America, Global Corporate & Investment Banking COO, Regulatory Strategies and Implementation Team• Project leader for global effort to develop a library of procedures for Global Corporate and Investment Bank to control regulatory, operational and reputational risks.Global Banking and Markets, COO Policies and Procedures group. • Created and implemented governance framework and content standards for procedures, working with Sales and Trading, Legal, Compliance, and other support partners to ensure that desk procedures and guidelines addressed relevant subject areas.• Developed procedures and governance documents for Global Markets Sales and Trading, publishing 300+ procedures and governance documents over 2 years. Vice President, Sr. Business Controls Officer, Bank of America, Global Banking and Markets, Equities Business Control• Developed and implemented 15c3-5 and Reg U&X written controls for the equities trading business.• Drafted, reviewed, and revised the global equities Written Supervisory Procedures (WSPs).Litigation ExperienceLitigation Associate, Cahill Gordon & Reindel LLP• Represented clients in internal investigations resulting from inquiries from the DOJ, FINRA, OCC, SEC, and other regulators; including matters related to sanctions and AML/KYC, SEC rule 17a3 & 4, 10-K/10-Q reporting, and credit ratings agencies. • Represented clients in complex securities litigation, bankruptcy proceedings, and corporate governance matters; including managing teams of junior associates to execute complex investigation strategies for multi-national clients.New York Ethics Disclaimer: Attorney Advertising - Prior results do not guarantee a similar outcome.
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