William Walsh

Center of Excellence (COE) Analyst

Role
Center of Excellence (Coe) Analyst - Authorized Officer at 瑞銀環球資產管理
Location
Knoxville, TN, US
LinkedIn followers
500 followers

About William Walsh

Looking to move my way up through the Anti-Money Laundering area of the banking/financial industry.

Experience

  1. Center of Excellence (Coe) Analyst - Authorized Officer

    瑞銀環球資產管理

    May 2024 — Present

    The Center of Excellence (COE) team is a newly formed team with the main objective to be the singular voice between the 1st and 2nd lines of defense. The COE team has four analysts who are considered Strength of Matter Experts (SME) for the Periodic Know Your Customer Review (PKR) process. The COE analysts are responsible for reviewing any request for information (RFI) sent by PKR, Quality Control or Financial Crimes Prevention analysts prior to the case being moved back to the financial adviser in order to prevent unnecessary communication sent to the front office.

Education

  • Minnesota State College Southeast

    Bachelor’s Degree, General Education

    2011 — 2012

  • Saint Mary's University of Minnesota

    Bachelor’s Degree, General Education

    2010 — 2011

  • Winona State University

    Bachelor’s Degree, Business Administration and Management, General

    2012 — 2015

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William Walsh — Center of Excellence (Coe) Analyst - Authorized Officer at 瑞銀環球資產管理 in Knoxville, TN, US | Unifers